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Alan Stuart Protzel

THE Leaders Group, Inc.

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About Alan Stuart Protzel

Alan Protzel is a financial advisor with over 40 years of experience in the industry. Alan currently works with The Leaders Group, Inc. Alan has held previous roles at ING Financial Partners, Inc., MetLife Investors Distribution Company, Walnut Street Securities, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Alan is registered with FINRA and the state of Missouri. Alan is a Series 65, Series 63, Series 24, Series 6TO, SIE, Series 7, and Series 1 licensed professional.

Firm Information

Alan Protzel is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alan Protzel’s Registration & Firm History

CO

09/01/2015 - Present

THE Leaders Group, Inc. (LITTLETON CO)

MO

11/13/2007 - 12/31/2013

ING FINANCIAL PARTNERS, INC. (ST LOUIS MO)

NY

07/18/2002 - 01/09/2006

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

CA

07/18/1985 - 07/18/2002

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NA

01/02/1980 - 08/15/1985

METLIFE SECURITIES INC.

NA

01/02/1980 - 07/29/1985

METROPOLITAN LIFE INSURANCE COMPANY

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Licenses & Designations

IA

Issued 02/05/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/26/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/25/1988

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1987

Series 7 - General Securities Representative Examination

BC

Issued 11/19/1979

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Stuart Protzel.
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