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Alan Steven Gould

Loop Capital Markets LLC

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About Alan Steven Gould

Alan Gould is a registered representative with Loop Capital Markets LLC. Alan has over 30 years of experience in the financial services industry. Previously, Alan held positions at Rosenblatt Securities Inc., Brean Capital, LLC, Evercore Group L.L.C., Soleil Securities Corporation, Natixis Bleichroeder Inc., J. P. Morgan Advisors, Inc., Gerard Klauer Mattison & Co., Inc., CIBC Oppenheimer Corp., Kidder, Peabody & Co. Incorporated, Dean Witter Reynolds Inc., and Furman Selz Mager Dietz & Birney Incorporated. Alan has a strong track record of success in the financial services industry. Alan has a Series 7, Series 87, Series 63, and SIE licenses.

Firm Information

Alan Gould is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Alan Gould’s Registration & Firm History

NY

02/23/2018 - Present

Loop Capital Markets LLC (NEW YORK NY)

NY

03/21/2017 - 02/16/2018

ROSENBLATT SECURITIES INC. (NEW YORK NY)

CT

06/14/2016 - 02/06/2017

BREAN CAPITAL, LLC (DARIEN CT)

NY

07/02/2010 - 11/26/2014

EVERCORE GROUP L.L.C. (New York NY)

NY

12/10/2009 - 06/18/2010

SOLEIL SECURITIES CORPORATION (NEW YORK NY)

NY

09/13/2004 - 10/30/2009

NATIXIS BLEICHROEDER INC. (NEW YORK NY)

NY

10/24/2001 - 10/16/2002

J. P. MORGAN ADVISORS, INC. (NEW YORK NY)

NY

02/16/1998 - 07/14/2000

GERARD KLAUER MATTISON & CO., INC. (NEW YORK NY)

NY

11/09/1994 - 02/06/1998

CIBC OPPENHEIMER CORP. (NEW YORK NY)

NY

05/11/1993 - 10/06/1994

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NY

04/03/1990 - 03/09/1993

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

03/19/1985 - 02/08/1990

FURMAN SELZ MAGER DIETZ & BIRNEY INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/01/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/11/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Steven Gould.
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