Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Cusick is a financial advisor registered with Wells Fargo Clearing Services, LLC. Alan has been working in the financial industry since April 1994. Alan is registered to provide investment advice and securities products in California, Arizona, Florida, Michigan, Nevada, New York, Pennsylvania, Tennessee, Texas, Washington, and the District of Columbia. Alan is also registered as an Investment Adviser Representative with Wells Fargo Advisors LLC. Alan has previously worked with Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prudential Securities Incorporated, and Olde Discount Corporation. Alan holds Series 7, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/14/2024 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
10/22/1999 - 06/12/2008
CITIGROUP GLOBAL MARKETS INC. (BEVERLY HILLS CA)
NY
08/02/1996 - 11/03/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/16/1994 - 07/17/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MI
12/14/1993 - 03/03/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 07/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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