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Alan Smith Meminger

Janney Montgomery Scott LLC

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About Alan Smith Meminger

Alan Meminger is a financial advisor with Janney Montgomery Scott LLC. Alan has been in the financial services industry since November 3, 1964. Alan holds several licenses and registrations including Series 7, Series 10, Series 9, Series 24, Series 53, Series 4, Series 40, and Series 12. Prior to joining Janney Montgomery Scott LLC, Alan worked at W. H. Newbold's Sons & Co., Inc., Dean Witter Reynolds Inc., Dean Witter & Co. Incorporated, and Dupont Walston, Incorporated. Alan has a strong understanding of the financial markets and is committed to helping his clients achieve their financial goals.

Firm Information

Alan Meminger is currently registered with Janney Montgomery Scott LLC. Janney Montgomery Scott LLC is a Philadelphia-based, full-service financial services firm with over $85 billion in assets under management. Formed in 1999, the firm provides a comprehensive suite of financial advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and institutions. Janney Montgomery Scott LLC is registered with the SEC and operates in all 50 states and the District of Columbia.
Janney Montgomery Scott LLC

1717 ARCH STREET

PHILADELPHIA, PA 19103

$85.90B

Assets Under Management

2,265

Total Clients

1,570

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee plus commission

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Alan Meminger’s Registration & Firm History

PA

06/28/2013 - Present

Janney Montgomery Scott LLC (LE MOYNE PA)

NA

05/24/1978 - 08/14/1980

W. H. NEWBOLD'S SONS & CO., INC.

NA

02/24/1978 - 08/10/1978

DEAN WITTER REYNOLDS INC.

NA

01/28/1974 - 02/24/1978

DEAN WITTER & CO. INCORPORATED

NA

11/04/1964 - 05/29/1974

DUPONT WALSTON, INCORPORATED

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Licenses & Designations

BC

Issued 10/08/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/13/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/03/1987

Series 4 - Registered Options Principal Examination

BC

Issued 09/20/1968

Series 40 - Registered Principal Examination

BC

Issued 08/09/1968

Series 12 - NYSE Branch Manager Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1981

Series 5 - Interest Rate Options Examination

BC

Issued 08/02/1978

PC - AMEX Put and Call Exam

BC

Issued 11/02/1964

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alan Smith Meminger.
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