Unclaimed
Alan Meminger is a financial advisor with Janney Montgomery Scott LLC. Alan has been in the financial services industry since November 3, 1964. Alan holds several licenses and registrations including Series 7, Series 10, Series 9, Series 24, Series 53, Series 4, Series 40, and Series 12. Prior to joining Janney Montgomery Scott LLC, Alan worked at W. H. Newbold's Sons & Co., Inc., Dean Witter Reynolds Inc., Dean Witter & Co. Incorporated, and Dupont Walston, Incorporated. Alan has a strong understanding of the financial markets and is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
06/28/2013 - Present
Janney Montgomery Scott LLC (LE MOYNE PA)
NA
05/24/1978 - 08/14/1980
W. H. NEWBOLD'S SONS & CO., INC.
NA
02/24/1978 - 08/10/1978
DEAN WITTER REYNOLDS INC.
NA
01/28/1974 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
NA
11/04/1964 - 05/29/1974
DUPONT WALSTON, INCORPORATED
BC
Issued 10/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/13/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/03/1987
Series 4 - Registered Options Principal Examination
BC
Issued 09/20/1968
Series 40 - Registered Principal Examination
BC
Issued 08/09/1968
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/02/1978
PC - AMEX Put and Call Exam
BC
Issued 11/02/1964
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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