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Alan Skandan

SG Americas Securities, LLC

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About Alan Skandan

Alan Skandan is a securities professional with over 17 years of experience in the financial services industry. He is currently registered with SG Americas Securities, LLC, and is licensed to provide investment advice and brokerage services. Alan has held previous positions at Oscar Gruss & Son Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Credit Agricole Securities (USA) Inc., and Dresdner Kleinwort Securities LLC. He is also a Registered Options Principal and a General Securities Principal.

Firm Information

Alan Skandan is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alan Skandan’s Registration & Firm History

NY

06/09/2016 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

11/05/2015 - 06/15/2016

OSCAR GRUSS & SON INCORPORATED (NEW YORK NY)

NY

02/18/2014 - 10/06/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

03/10/2011 - 10/21/2011

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

NY

06/07/2010 - 09/07/2010

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

NY

02/13/2007 - 10/20/2008

CALYON SECURITIES (USA) INC (NEW YORK NY)

NY

09/03/2004 - 12/18/2006

DRESDNER KLEINWORT SECURITIES LLC (NEW YORK NY)

NY

11/21/2000 - 09/10/2004

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

01/19/2000 - 01/03/2001

CHASE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/25/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/25/2022

Series 4 - Registered Options Principal Examination

BC

Issued 03/21/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alan Skandan.
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