Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Simon Horovitz is a registered representative with DFA Securities LLC, with a registration date of November 3, 2014. Alan has been in the industry since November 2, 2014. Alan is registered in California and Texas. Alan has passed the Series 7, Series 63 and SIE exams. Alan is located in Santa Monica, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/03/2014 - Present
DFA Securities LLC (SANTA MONICA CA)
BC
Issued 03/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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