Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Dean is a financial advisor with Cetera Advisor Networks LLC. Alan has been in the financial industry since 1988. Alan is registered with FINRA and the state of California. Alan has passed several exams including Series 7, Series 55, Series 52TO, Series 57TO, and Series 99TO. Alan has experience with CUSO Financial Services, L.P., WESCOM FINANCIAL SERVICES, EPLANNING SECURITIES, INC., BROKERSXPRESS LLC, SHAREHOLDERS SERVICE GROUP, INC., LINSCO/PRIVATE LEDGER CORP., JACK WHITE & COMPANY, INC., and BARABAN SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/03/2013 - Present
Cetera Advisor Networks LLC (EL SEGUNDO CA)
CA
07/12/2010 - 11/18/2013
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
02/09/2012 - 03/30/2012
WESCOM FINANCIAL SERVICES (ANAHEIM CA)
CA
01/15/2008 - 10/30/2008
EPLANNING SECURITIES, INC. (ROSEVILLE CA)
IL
03/10/2005 - 12/05/2007
BROKERSXPRESS LLC (CHICAGO IL)
CA
03/11/2003 - 03/03/2005
SHAREHOLDERS SERVICE GROUP, INC. (SAN DIEGO CA)
SC
06/27/1994 - 12/31/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
10/16/1986 - 07/11/1994
JACK WHITE & COMPANY, INC.
NA
02/19/1986 - 09/23/1986
BARABAN SECURITIES, INC.
BC
Issued 01/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/03/2002
Series 4 - Registered Options Principal Examination
BC
Issued 07/22/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/12/1988
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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