Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Markfeld is an Investment Advisor Representative registered with Gallagher Fiduciary Advisors, LLC and has over 25 years of experience in the financial services industry. Alan is a highly experienced financial advisor, having served in various roles at multiple firms including Independent Financial Group, LLC, Delaware Distributors, L.P., ING Investments Distributor, LLC, and MFS/SUN LIFE FINANCIAL DISTRIBUTORS, INC. Alan holds Series 6, 7, 24, 63, 66, and SIE licenses. Alan's areas of expertise include retirement planning, investment management, and financial planning. Alan provides services to individuals, businesses, trusts, estates, and retirement plans. Alan specializes in retirement planning, investment management, insurance planning, and college savings. Alan offers a range of services including financial planning, investment management, insurance planning, and college savings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
See schedule d misc. for explanation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
07/10/2023 - Present
Gallagher Fiduciary Advisors, LLC (Richmond VA)
VA
07/19/2023 - 08/23/2024
TRIAD ADVISORS LLC (Richmond VA)
VA
03/10/2021 - 07/14/2023
INDEPENDENT FINANCIAL GROUP, LLC (RICHMOND VA)
PA
01/21/2011 - 12/24/2020
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
AZ
12/07/2004 - 01/25/2011
ING INVESTMENTS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
MA
12/15/2003 - 11/22/2004
MFS/SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
CT
10/12/2001 - 12/15/2003
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
TN
03/01/2001 - 09/17/2001
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
NY
06/14/2000 - 02/28/2001
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MN
02/27/1998 - 06/14/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
MN
10/06/1997 - 12/15/1997
CORELINK FINANCIAL, INC. (ST. CLOUD MN)
NE
08/25/1997 - 10/09/1997
CENTRAL FIDELITY SECURITIES, INC. (OMAHA NE)
MA
12/09/1992 - 02/23/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/09/1992 - 02/23/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 02/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/04/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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