Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Jones is a financial advisor with over 30 years of experience in the industry. Alan is currently registered with Charles Schwab & Co., Inc. and has previously been registered with TD Ameritrade, Inc., TD Ameritrade Clearing, Inc., Ameritrade, Inc., Rydex Distributors, Inc., Fidelity Investments Institutional Services Company, Inc., and Fidelity Brokerage Services, Inc.. Alan is a Series 6, 7, 24, 63 and 65 licensed advisor. Alan is located in Westlake, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
09/09/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
01/26/2006 - 09/05/2023
TD AMERITRADE, INC. (Westlake TX)
TX
01/18/2013 - 01/28/2021
TD AMERITRADE CLEARING, INC. (Southlake TX)
NE
10/27/2005 - 01/30/2006
AMERITRADE, INC. (OMAHA NE)
MD
05/12/1998 - 11/09/2004
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
RI
03/17/1993 - 04/13/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
11/25/1987 - 10/19/1992
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 04/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 04/03/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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