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Alan Scott Greco

Samuel A. Ramirez & Company, Inc.

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About Alan Scott Greco

Alan Greco is a financial advisor with over 35 years of experience in the industry. Alan is currently registered with Samuel A. Ramirez & Company, Inc., a firm that has been in business since 1985. Prior to joining Samuel A. Ramirez & Company, Inc. Alan worked at Jefferies & Company, Inc., DEPFA FIRST ALBANY SECURITIES, LLC, Broadpoint Capital, Inc., DESCAP SECURITIES, INC., Lehman Brothers Inc., Philips, Appel & Walden, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Alan holds the Series 7, Series 53, and Series 63 licenses. Alan is a registered representative in New York and South Dakota.

Firm Information

Alan Greco is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alan Greco’s Registration & Firm History

NY

10/28/2010 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

03/27/2009 - 10/26/2010

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

09/14/2007 - 03/27/2009

DEPFA FIRST ALBANY SECURITIES, LLC (NEW YORK NY)

NY

03/31/1997 - 09/18/2007

BROADPOINT CAPITAL, INC. (NEW YORK NY)

NY

12/01/2004 - 05/03/2005

DESCAP SECURITIES, INC. (NEW YORK NY)

NY

10/15/1986 - 12/19/1996

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

06/23/1986 - 08/18/1986

PHILIPS, APPEL & WALDEN, INC.

NA

06/20/1985 - 07/02/1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

04/18/1984 - 11/01/1984

KOBRIN SECURITIES, INC.

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Licenses & Designations

BC

Issued 06/14/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/18/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Scott Greco.
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