Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Alderfer is an investment advisor representative with LPL Financial LLC. Alan has been in the securities industry since April 15, 1993. Alan is registered with the state of Indiana and holds Series 7, 24, 31, 51, 63, and 65 securities licenses. Alan is also registered as an investment advisor representative in Texas. Prior to joining LPL Financial LLC, Alan was employed at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Edward D. Jones & Co., L.P. Alan has a history of working with individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
02/26/2013 - Present
LPL Financial LLC (WARSAW IN)
NY
12/15/1995 - 06/15/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
04/16/1993 - 12/18/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 03/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/16/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 04/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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