Unclaimed
Alan Goldman is a registered representative with Bernstein Institutional Services LLC in New York, NY. Alan has been in the securities industry since 1986 and has experience working at several financial institutions including SG Americas Securities, LLC, Renaissance Macro Securities, LLC, Rafferty Capital Markets, LLC, SSR LLC, Empirical Research Partners LLC, and International Strategy & Investment Group Inc.. Alan is registered in New York. Alan holds his Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
NY
03/22/2024 - Present
Bernstein Institutional Services LLC (NEW YORK NY)
NY
09/23/2020 - 04/08/2024
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
04/16/2013 - 10/10/2017
RENAISSANCE MACRO SECURITIES, LLC (NEW YORK NY)
NY
05/16/2012 - 04/12/2013
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
CT
07/29/2010 - 05/15/2012
SSR LLC (STAMFORD CT)
NY
05/05/2009 - 07/27/2010
EMPIRICAL RESEARCH PARTNERS LLC (NEW YORK NY)
NY
05/24/1999 - 04/14/2009
INTERNATIONAL STRATEGY & INVESTMENT GROUP INC. (NEW YORK NY)
BC
Issued 09/25/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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