Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Haenel is a financial professional with over 40 years of experience in the industry. Alan is currently a Registered Representative and Investment Advisor Representative with Kovack Advisors, Inc. Alan has held previous positions with Vanderbilt Securities, LLC, North Ridge Securities Corp., Prime Capital Services, Inc., Prudential Securities Incorporated, Dean Witter Reynolds Inc., Oppenheimer & Co., Inc., Paine Webber Incorporated, Smith Barney, Harris Upham & Co., Incorporated, Dean Witter Reynolds Inc., Prudential-Bache Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and E. F. Hutton & Company Inc. Alan holds Series 7, 8, 9, 10, 63, and 65 licenses and has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
11/12/2020 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
NY
09/10/2004 - 09/09/2020
VANDERBILT SECURITIES, LLC (DEER PARK NY)
NY
01/09/2004 - 09/10/2004
NORTH RIDGE SECURITIES CORP. (MELVILLE NY)
NY
11/06/2001 - 01/20/2004
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
01/17/1998 - 11/08/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/14/1994 - 01/30/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
12/02/1992 - 04/11/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NJ
08/07/1989 - 11/18/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
10/03/1986 - 08/12/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
01/09/1984 - 10/08/1986
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
08/16/1982 - 01/19/1984
PRUDENTIAL-BACHE SECURITIES INC.
NA
05/05/1981 - 08/19/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/23/1980 - 04/06/1981
E. F. HUTTON & COMPANY INC
IA
Issued 08/18/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/22/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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