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Alan Roy Tekerlek

Citizens JMP Securities, LLC

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About Alan Roy Tekerlek

Alan Roy Tekerlek is a registered representative with Citizens JMP Securities, LLC, a firm based in San Francisco. Alan has been in the securities industry since 2008 and has a strong track record of success. He holds the Series 7, Series 79 and Series 63 licenses, as well as the SIE exam. Alan has been registered in California since 2015. Prior to joining Citizens JMP Securities, LLC, Alan worked at Lehman Brothers Inc.

Firm Information

Alan Tekerlek is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alan Tekerlek’s Registration & Firm History

CA

03/18/2015 - Present

Citizens JMP Securities, LLC (SAN FRANCISCO CA)

NY

09/19/1994 - 10/03/2001

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/23/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2015

Series 7 - General Securities Representative Examination

BC

Issued 03/18/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alan Roy Tekerlek.
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