Unclaimed
Alan Roy Tekerlek is a registered representative with Citizens JMP Securities, LLC, a firm based in San Francisco. Alan has been in the securities industry since 2008 and has a strong track record of success. He holds the Series 7, Series 79 and Series 63 licenses, as well as the SIE exam. Alan has been registered in California since 2015. Prior to joining Citizens JMP Securities, LLC, Alan worked at Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/18/2015 - Present
Citizens JMP Securities, LLC (SAN FRANCISCO CA)
NY
09/19/1994 - 10/03/2001
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/18/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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