Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Robert Schnall is a registered investment advisor and securities broker with over 30 years of experience. Alan is currently affiliated with Oppenheimer & Co. Inc., where Alan focuses on providing financial planning, portfolio management, and selection of other advisers to individuals, businesses, and pooled investment vehicles. Prior to joining Oppenheimer & Co. Inc., Alan was with a number of other firms including Sterne, Agee & Leach, Inc. and Scott & Stringfellow, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
02/07/2018 - Present
Oppenheimer & Co. Inc. (BOCA RATON FL)
FL
12/06/2006 - 09/07/2007
STERNE, AGEE & LEACH, INC. (BOCA RATON FL)
FL
02/08/2005 - 12/13/2006
SCOTT & STRINGFELLOW, INC. (BOCA RATON FL)
FL
08/24/2004 - 02/04/2005
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
NY
07/20/2000 - 09/16/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
MI
12/16/1998 - 07/17/2000
OROSEY & PEPE CAPITAL MARKETS, INC. (ROCHESTER MI)
NY
07/15/1998 - 12/17/1998
FAHNESTOCK & CO., INC. (NEW YORK NY)
FL
08/08/1996 - 07/01/1998
SUNCOAST CAPITAL GROUP, LTD. (FT. LAUDERDALE FL)
NJ
11/07/1995 - 08/07/1996
THE G.M.S. GROUP, INC. (EAST HANOVER NJ)
FL
06/08/1995 - 11/15/1995
LEHWALD, OROSEY & PEPE CAPITAL MARKETS, INC. (BOCA RATON FL)
FL
03/31/1989 - 11/15/1995
LEHWALD, OROSEY & PEPE INCORPORATED (BOCA RATON FL)
NA
12/09/1988 - 03/20/1989
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.
NA
12/09/1988 - 03/20/1989
MARCUS, STOWELL & BEYE, INC.
NA
06/29/1988 - 12/23/1988
U.S. ASSOCIATES OF FLORIDA, INC.
NA
05/03/1988 - 07/25/1988
WESTCAP SECURITIES, INC.
NA
01/04/1988 - 05/05/1988
FIRST STATE INVESTMENTS, INC.
NA
10/22/1986 - 01/20/1988
FIRST INVESTMENT SECURITIES, INC.
IA
Issued 02/05/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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