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Alan Robert Konn

Uhlmann Investment Management, LLC

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About Alan Robert Konn

Alan Konn is an investment advisor representative, registered with Uhlmann Investment Management, LLC. Alan has been in the securities industry since September 24, 1985 and holds licenses for both broker-dealer and investment advisory services. Alan has worked for several firms over the years, including William Blair & Company LLC, Alternative Investment Services, LLC, and Uhlmann Price Securities, LLC. Alan is registered with the state of Illinois and has registrations for other states.

Firm Information

Alan Konn is currently registered with Uhlmann Investment Management, LLC. Uhlmann Investment Management, LLC is an investment advisor registered with the SEC and based in Skokie, Illinois. The firm manages approximately $237 million in assets for a variety of clients, including high-net-worth individuals, corporations, charitable organizations, pension plans, and individuals other than high-net-worth. They provide portfolio management services for both individuals and businesses and also offer selection of other advisors. The firm has 6 licensed agents and 9 investment advisor representatives.
Uhlmann Investment Management, LLC

5202 OLD ORCHARD ROAD

SKOKIE, IL 60077

$237.14M

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alan Konn’s Registration & Firm History

IL

05/09/2018 - Present

Uhlmann Investment Management, LLC (SKOKIE IL)

IL

03/06/2007 - 10/17/2017

ALTERNATIVE INVESTMENT SERVICES, LLC (CHICAGO IL)

IL

09/25/1985 - 05/08/2003

WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)

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Licenses & Designations

IA

Issued 09/24/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/03/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/06/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/2013

Series 3 - National Commodity Futures Examination

BC

Issued 06/17/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 09/21/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Robert Konn.
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