Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Culiner is a financial advisor with over 40 years of experience in the industry. Alan is currently registered with UBS Financial Services Inc. in Maryland and Texas. Alan has also been registered with several other firms, including Wachovia Securities, LLC, Morgan Stanley DW Inc., Smith Barney, Harris Upham & Co., Incorporated, PaineWebber Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Alan is a licensed agent and has passed the Series 7, Series 63, Series 66, and SIE exams. Alan specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, businesses, charitable organizations, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
06/28/2021 - Present
UBS Financial Services Inc. (HUNT VALLEY MD)
MD
08/13/2004 - 01/16/2009
WACHOVIA SECURITIES, LLC (LUTHERVILLE MD)
NY
07/06/1993 - 08/17/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/16/1987 - 07/27/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
12/07/1983 - 07/13/1987
PAINEWEBBER INCORPORATED
NA
07/20/1981 - 12/06/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 07/31/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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