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Alan Richard Schnacke

Regions Securities LLC

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About Alan Richard Schnacke

Alan Richard Schnacke is a Registered Representative with Regions Securities LLC. Alan has been in the industry since January 25, 2016, and is registered with FINRA and in 8 states. Alan holds the Series 63, SIE, and Series 79 licenses. Alan is based in Dallas, TX.

Firm Information

Alan Schnacke is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alan Schnacke’s Registration & Firm History

TX

01/26/2016 - Present

Regions Securities LLC (Dallas TX)

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Licenses & Designations

BC

Issued 02/08/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Richard Schnacke.
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