Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Richard Mollot is an investment advisor representative with Osaic Wealth, Inc. and Mollot & Hardy, Inc. Alan has been working in the financial industry since June 21, 1976. Alan is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Alan has Series 7, 6, 24, 51, 63, 72, 22TO, and SIE licenses and is also a Certified Financial Planner (CFP) and Chartered Financial Consultant (ChFC). Alan provides investment advisory services to individuals, families, and businesses. Alan specializes in portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/03/2023 - Present
Osaic Wealth, Inc. (AMHERST NY)
NY
02/27/2009 - 11/03/2023
FSC SECURITIES CORPORATION (AMHERST NY)
NY
10/25/1977 - 02/27/2009
ADVANTAGE CAPITAL CORPORATION (AMHERST NY)
NA
01/28/1987 - 04/20/1989
SG EQUITIES CORPORATION
NA
03/21/1986 - 10/21/1986
INVESTMENT DISTRIBUTORS INC.
NA
12/22/1975 - 04/24/1977
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BC
Issued 01/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/24/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 12/16/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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