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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Richard Edwards is a financial professional with over 30 years of experience in the financial services industry. Currently, Alan Edwards is registered with Cetera Investment Advisers LLC and is licensed to offer investment advisory services in Florida and Texas. Previous employers include Morgan Stanley, Citigroup Global Markets Inc., J.P. Turner & Company, L.L.C., and Barron Chase Securities, Inc. Alan Edwards holds licenses Series 4, 7, 10, 24, 31, 63, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/21/2024 - Present
Cetera Investment Advisers LLC (PALM HARBOR FL)
FL
06/01/2009 - 11/01/2021
MORGAN STANLEY (Tampa FL)
FL
10/24/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)
FL
11/13/2000 - 10/15/2007
J.P. TURNER & COMPANY, L.L.C. (PALM HARBOR FL)
FL
11/12/1990 - 11/16/2000
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
NA
03/01/1989 - 10/17/1990
R.B. MARICH, INC.
NA
10/21/1987 - 10/17/1990
R.B. MARICH, INC.
NA
01/06/1989 - 02/27/1989
ALL-TECH INVESTMENT GROUP, INC.
NA
08/16/1988 - 01/06/1989
KOBER FINANCIAL CORP.
BOTH
Issued 11/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/2/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/6/1994
Series 4 - Registered Options Principal Examination
BC
Issued 11/27/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/25/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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