Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Ray Tipton is a financial professional with over 30 years of experience in the financial services industry. Alan is currently registered as an Investment Advisor Representative with Level Four Advisory Services, a SEC Registered Investment Advisor. Previously, Alan was a registered representative with LPL Financial LLC and Morgan Keegan & Company, Inc. Alan holds the Series 7, Series 63, and SIE licenses and has a strong track record of providing comprehensive financial planning and investment management services to individuals, families, businesses, and retirement plans. Alan has demonstrated a commitment to providing personalized financial solutions and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees - portion of assets managed by other advisors
1
2
TX
12/02/2016 - Present
Level Four Advisory Services (DALLAS TX)
LA
07/10/2009 - 06/15/2021
LPL FINANCIAL LLC (SHREVEPORT LA)
LA
09/12/2000 - 07/13/2009
MORGAN KEEGAN & COMPANY, INC. (SHREVEPORT LA)
LA
10/06/1994 - 10/02/2000
HIBERNIA INVESTMENTS, L.L.C. (NEW ORLEANS LA)
TN
01/04/1993 - 09/02/1994
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 11/25/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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