Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Puklin is a registered investment advisor representative with Lincoln Investment and Capital Analysts. Alan Puklin has been in the industry since 2004. Alan Puklin is licensed in New York, Pennsylvania, and a number of other states. Alan Puklin offers financial planning and portfolio management services to individuals, businesses, and investment companies. Alan Puklin is also registered as an investment advisor representative in New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/13/2023 - Present
Lincoln Investment (PALM BEACH GARDENS FL)
NY
12/23/2020 - 05/08/2023
AMERIPRISE FINANCIAL SERVICES, LLC (MELVILLE NY)
CT
11/28/2017 - 01/04/2019
OPPENHEIMER & CO. INC. (STAMFORD CT)
NY
11/28/2001 - 03/20/2015
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (NEW YORK NY)
NY
11/04/1999 - 10/19/2001
BRINSON ADVISORS, INC. (NEW YORK NY)
BOTH
Issued 12/19/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2012
Series 3 - National Commodity Futures Examination
BC
Issued 11/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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