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Alan Prizant

Boreal Capital Securities LLC

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About Alan Prizant

Alan Prizant is a Registered Representative with Boreal Capital Securities LLC and has been in the industry since June 10, 2018. Alan is licensed in Florida and has passed the General Securities Representative Examination (Series 7) and the Securities Industry Essentials Examination (SIE). Alan previously worked with Tigress Financial Partners, LLC from June 7, 2018, to November 4, 2021.

Firm Information

Alan Prizant is currently registered with Boreal Capital Securities LLC. Boreal Capital Securities LLC is a Limited Liability Company that was formed in June 2011. The firm is registered with the SEC and has offices in Arizona, California, Colorado, Delaware, Florida, Illinois, Kansas, Maine, Massachusetts, Michigan, Missouri, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alan Prizant’s Registration & Firm History

FL

11/09/2021 - Present

Boreal Capital Securities LLC (MIAMI FL)

NY

06/07/2018 - 11/04/2021

TIGRESS FINANCIAL PARTNERS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/22/2021

Series 7TO - General Securities Representative Examination

BC

Issued 11/05/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Prizant.
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