Unclaimed
Alan Prizant is a Registered Representative with Boreal Capital Securities LLC and has been in the industry since June 10, 2018. Alan is licensed in Florida and has passed the General Securities Representative Examination (Series 7) and the Securities Industry Essentials Examination (SIE). Alan previously worked with Tigress Financial Partners, LLC from June 7, 2018, to November 4, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/09/2021 - Present
Boreal Capital Securities LLC (MIAMI FL)
NY
06/07/2018 - 11/04/2021
TIGRESS FINANCIAL PARTNERS, LLC (NEW YORK NY)
BC
Issued 06/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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