Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Canine is a financial advisor at LPL Financial LLC. Alan has been in the financial industry since 1997 and is registered with the Securities and Exchange Commission (SEC). Alan holds Series 7 and Series 66 securities licenses. Alan is a Certified Public Accountant (CPA). Alan is a member of the North Carolina, Arkansas, Idaho, Ohio, Oregon, Texas, and Washington state securities boards.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
08/26/2021 - Present
LPL Financial LLC (SAN DIEGO CA)
TX
06/09/2021 - 09/01/2021
CETERA ADVISOR NETWORKS LLC (Corpus Christi TX)
TX
06/04/2020 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Corpus Christi TX)
TX
02/03/2012 - 06/30/2020
HILLTOP SECURITIES INDEPENDENT NETWORK INC. (CORPUS CHRISTI TX)
TX
02/06/1997 - 02/07/2012
1ST GLOBAL CAPITAL CORP. (CORPUS CHRISTI TX)
BOTH
Issued 08/04/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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