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Alan Porter Vaughan

Benjamin Securities, Inc.

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About Alan Porter Vaughan

Alan Vaughan is a financial professional with over 20 years of experience in the industry. Alan has a strong background in securities and investment banking. Alan is currently registered with Benjamin Securities, Inc., and has held previous positions with Frontier Solutions, LLC, and Davenport & Company LLC. Alan is dedicated to providing exceptional service to clients, and his expertise in the financial markets allows him to create customized investment strategies that align with each client's unique goals and risk tolerance. Alan's commitment to building strong relationships with clients makes him a valuable resource for individuals and families seeking financial guidance and investment management solutions.

Firm Information

Alan Vaughan is currently registered with Benjamin Securities, Inc.. Benjamin Securities, Inc. is a corporation formed in 1977 and headquartered in Albany, NY. They provide portfolio management for individuals and are registered with the SEC and in 31 states. They have 9 registered representatives, 3 investment adviser representatives, and manage approximately $33,945,441 in assets.
Benjamin Securities, Inc.

421 NEW KARNER ROAD

ALBANY, NY 12205

$33.95M

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alan Vaughan’s Registration & Firm History

FL

11/07/2022 - Present

Benjamin Securities, Inc. (PENSACOLA FL)

VA

01/12/2018 - 12/31/2020

FRONTIER SOLUTIONS, LLC (RICHMOND VA)

VA

01/29/2001 - 01/29/2016

DAVENPORT & COMPANY LLC (RICHMOND VA)

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Licenses & Designations

BOTH

Issued 06/08/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Porter Vaughan.
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