Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Niemann is a financial advisor with over 30 years of experience in the financial services industry. Alan currently works with Cambridge Investment Research Advisors, Inc. and Adaptation Financial Advisors Inc. Alan is a licensed Investment Advisor Representative in several states, including Oklahoma, Texas, Nebraska, and Ohio. Alan is a strong advocate for clients' financial success, and he prides himself on providing personalized financial advice and investment strategies to individuals and families. Alan has experience in financial planning, portfolio management, and retirement planning, and he is dedicated to helping clients achieve their financial goals. Alan also offers services in insurance and commercial real estate. Alan has a deep understanding of the financial markets and a commitment to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OK
08/31/2020 - Present
Cambridge Investment Research Advisors, Inc. (Oklahoma City OK)
TX
11/02/2018 - 09/09/2020
ROYAL ALLIANCE ASSOCIATES, INC. (DALLAS TX)
OK
05/18/1999 - 11/02/2018
SIGNATOR INVESTORS, INC. (OKLAHOMA CITY OK)
NY
05/23/1984 - 05/18/1999
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 10/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/29/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/04/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/22/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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