Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Hartman is a financial advisor with Centerview Partners LLC. Alan has been in the industry for 28 years. He has a Series 7, Series 24, Series 63 and Series 79TO. Alan has been registered with Centerview Partners LLC since 2009. Prior to that, Alan was employed at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/07/2009 - Present
Centerview Partners LLC (NEW YORK NY)
NY
03/23/1995 - 07/14/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/02/2009 - 07/13/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 03/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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