Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Brachfeld is an investment advisor representative who is currently registered with Commonwealth Financial Network. Alan has been active in the industry since 1989 and has a strong track record of success. Alan has held previous positions with a number of firms, including Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., and Northeast Securities, Inc. Alan is licensed to sell securities in 36 states and the District of Columbia. Alan is committed to providing his clients with the highest level of personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2021 - Present
Commonwealth Financial Network (NEW YORK NY)
NY
08/01/2003 - 06/30/2006
WALNUT STREET SECURITIES, INC. (NEW YORK CITY NY)
NY
08/20/1993 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
10/22/1990 - 08/24/1993
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
NA
01/24/1990 - 10/26/1990
MINOTAUR SECURITIES CORPORATION
NA
05/23/1989 - 01/16/1990
INDEPENDENT FINANCIAL SECURITIES, INC.
BOTH
Issued 10/11/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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