Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Pearson Todd is a financial advisor with over 38 years of experience in the industry. Alan has been registered with Morgan Stanley since 2007. Prior to that, Alan was registered with Morgan Stanley DW Inc. and Prudential Securities Incorporated. Alan is licensed to provide financial advice in multiple states, including New York, New Jersey, Texas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Maryland, North Carolina, Pennsylvania, South Carolina, Vermont and Virginia. Alan specializes in providing financial planning, portfolio management and asset allocation advice to individuals, businesses, insurance companies, investment companies, charitable organizations, pension and profit sharing plans and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
10/26/2023 - Present
Morgan Stanley (Melville NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SMITHTOWN NY)
NY
02/18/1992 - 04/02/2007
MORGAN STANLEY DW INC. (SMITHTOWN NY)
NY
07/31/1986 - 02/19/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
01/02/1985 - 08/13/1986
EQUITABLE SECURITIES OF NEW YORK,INC.
NA
12/18/1984 - 01/07/1985
LIFE PLANNING INC.
IA
Issued 09/21/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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