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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Wojtowicz is a financial advisor with UBS Financial Services Inc. located in Oakbrook Terrace, IL. Alan has been a registered representative for 22 years. Alan is also a registered investment advisor representative in IL and TX. Alan has passed the Series 3, 7, 63 and 66 exams, and has been registered with the Securities and Exchange Commission (SEC). Alan is affiliated with UBS Financial Services Inc. and has been employed with UBS Financial Services Inc. since 2011. Alan has experience with a variety of clients, including high-net-worth individuals, corporations, trusts, and retirement plans. Alan is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
07/11/2011 - Present
UBS Financial Services Inc. (OAKBROOK TERRACE IL)
IL
06/01/2009 - 07/22/2011
MORGAN STANLEY SMITH BARNEY (OAK BROOK IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (OAK BROOK IL)
IL
07/07/2006 - 04/02/2007
MORGAN STANLEY DW INC. (OAK BROOK IL)
IL
07/31/2002 - 07/25/2006
CITIGROUP GLOBAL MARKETS INC. (OAKBROOK TERRACE IL)
BOTH
Issued 03/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2008
Series 3 - National Commodity Futures Examination
BC
Issued 07/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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