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Alan Paul Valenca

T. Rowe Price Investment Services, Inc.

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About Alan Paul Valenca

Alan Valenca is a financial advisor with T. Rowe Price Investment Services, Inc., and has been in the industry since 1993. Alan is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 6, and Series 63 licenses. Alan is registered to offer securities in 53 states. Alan has previous experience at firms including Argentus Securities, LLC, Newport Group Securities, Inc., ADP Broker-Dealer, Inc., Morgan Stanley DW Inc., and PML Securities Company. Alan holds licenses for securities and investment products.

Firm Information

Alan Valenca is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alan Valenca’s Registration & Firm History

MD

02/20/2013 - Present

T. Rowe Price Investment Services, Inc. (BALTIMORE MD)

TX

01/03/2012 - 11/12/2012

ARGENTUS SECURITIES, LLC (DALLAS TX)

FL

02/19/2008 - 01/25/2010

NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)

NJ

06/11/2003 - 01/17/2008

ADP BROKER-DEALER, INC. (ROSELAND NJ)

NY

09/08/1998 - 07/20/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

NJ

10/02/1995 - 06/11/1998

ADP BROKER-DEALER, INC. (ROSELAND NJ)

DE

01/01/1991 - 11/03/1993

PML SECURITIES COMPANY (NEWARK DE)

MA

01/30/1987 - 05/01/1990

MFS FINANCIAL SERVICES, INC. (BOSTON MA)

NA

07/23/1986 - 08/26/1986

FIRST INVESTORS CORPORATION

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Licenses & Designations

BC

Issued 07/22/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2000

Series 7 - General Securities Representative Examination

BC

Issued 07/22/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Paul Valenca.
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