Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Sprinkel is a registered representative with Money Concepts Capital Corp., an investment firm based in PALM BEACH GARDENS, FL. Alan has been working in the financial industry since 1994 and holds various licenses and registrations, including Series 7, 6, 63, 65, and 24. Alan also has experience with Copeland Equities, Inc. and Equico Securities, Inc. Alan has expertise in providing financial planning services to individuals, businesses, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
FL
01/29/1999 - Present
Money Concepts Capital Corp. (PALM BEACH GARDENS FL)
NJ
08/02/1994 - 03/20/1995
COPELAND EQUITIES, INC. (SOMERSET NJ)
NY
02/01/1994 - 06/16/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
02/01/1994 - 06/16/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 08/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/31/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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