Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Sadler is a financial professional with over 16 years of experience in the financial services industry. Currently, Alan Sadler is registered with Smbc Nikko Securities America, Inc. and is located in New York, NY. Alan Sadler has also been registered with Goldman, Sachs & Co. and J.P. Morgan Securities Inc. in the past. Alan Sadler holds a Series 16 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/08/2011 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
07/11/2008 - 09/02/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
09/27/2006 - 07/08/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
07/24/2006 - 09/05/2006
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 07/17/2006
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
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