Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Nelson Barnes is a financial advisor with over 20 years of experience in the financial services industry. Alan is registered with LPL Financial LLC and is a CERTIFIED FINANCIAL PLANNER™. Alan is also a Registered Representative and Investment Advisor Representative. Alan is passionate about helping individuals and families achieve their financial goals. Alan provides a wide range of financial services, including retirement planning, investment management, college savings, and insurance. Prior to joining LPL Financial LLC, Alan worked at CUNA Brokerage Services, Inc., CUSO Financial Services, L.P., SII Investments, Inc., Allstate Financial Services, LLC, LPL Financial Corporation, U.S. Bancorp Investments, Inc., Firstar Investment Services, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WI
07/25/2018 - Present
LPL Financial LLC (BROOKFIELD WI)
WI
07/18/2018 - 08/09/2018
CUNA BROKERAGE SERVICES, INC. (Milwaukee WI)
WI
12/23/2013 - 07/11/2018
CUSO FINANCIAL SERVICES, L.P. (MILWAUKEE WI)
WI
01/03/2012 - 12/23/2013
SII INVESTMENTS, INC. (GREENFIELD WI)
WI
04/08/2010 - 01/03/2012
ALLSTATE FINANCIAL SERVICES, LLC (BROOKFIELD WI)
WI
03/01/2006 - 03/15/2010
LPL FINANCIAL CORPORATION (GREENDALE WI)
MN
12/01/2001 - 01/17/2006
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NJ
06/19/1998 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
MN
10/24/1997 - 06/02/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/24/1997 - 06/02/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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