Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Mitchell Harter is a financial advisor at Pactolus Private Wealth Management LLC. Alan has been a registered investment advisor for over 30 years and has extensive experience in the financial services industry. He has worked with several major financial institutions, including Wachovia Securities, UBS PaineWebber, and Merrill Lynch. Alan holds a Series 7, Series 24, Series 63, and Series 65 licenses. Alan is the managing member of several SPV entities that Pactolus clients are invested in. Alan is also a registered representative with Pactolus Capital Partners. Alan specializes in providing financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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VA
01/28/2011 - Present
Pactolus (VIENNA VA)
NJ
07/26/2012 - 10/12/2012
BLACKBOOK CAPITAL LLC (HILLSIDE NJ)
NY
07/25/2011 - 05/25/2012
FOREFRONT CAPITAL MARKETS LLC (NEW YORK NY)
VA
06/01/2009 - 02/07/2011
MORGAN STANLEY SMITH BARNEY (ALEXANDRIA VA)
VA
01/20/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ALEXANDRIA VA)
MO
05/27/2003 - 12/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
10/16/1995 - 12/02/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
09/05/1991 - 10/24/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/04/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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