Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Le is a registered representative with Perella Weinberg Partners LP. Alan Le is located in San Francisco, CA and has been in the securities industry since August 2024. Alan Le has passed the Uniform Securities Agent State Law Examination, Investment Banking Registered Representative Examination and Securities Industry Essentials Examination. Alan Le holds a Series 79TO and Series 63 license and is registered with FINRA. Alan Le is currently registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/13/2024 - Present
Perella Weinberg Partners LP (SAN FRANCISCO CA)
BC
Issued 05/30/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/06/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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