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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Miller is a financial advisor with Wells Fargo Advisors Financial Network, LLC and has over 40 years of experience in the financial services industry. Alan is registered to offer investment advice in 27 states and is a Series 63, Series 66, Series 7, Series 3, Series 9, Series 10, and Series 31 licensed financial advisor. Alan is a registered investment advisor and broker-dealer. Alan Miller is also a trustee for a friend, an instructor at the Maine Coastal Flight Center, and a 50% owner of Negative Ghost Rider, LLC. Alan Miller is a notary public for the State of Maine.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ME
06/10/2024 - Present
Wells Fargo Advisors Financial Network, LLC (BANGOR ME)
ME
01/01/2008 - 05/17/2024
WELLS FARGO CLEARING SERVICES, LLC (BANGOR ME)
ME
12/05/1984 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BANGOR ME)
NA
09/21/1983 - 11/30/1984
SHEARSON LEHMAN/AMERICAN EXPRESS INC.
BOTH
Issued 05/23/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/10/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/14/1983
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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