Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Volen is a financial professional with over 30 years of experience in the industry. Alan is currently registered with Osaic Wealth, Inc. and is located in Newport Beach, CA. Alan specializes in a variety of financial services including financial planning, portfolio management, pension consulting and educational seminars. Prior to joining Osaic Wealth, Inc., Alan was a Registered Representative at SAGEPOINT FINANCIAL, INC. and SUNAMERICA SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/01/2023 - Present
Osaic Wealth, Inc. (NEWPORT BEACH CA)
CA
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (NEWPORT BEACH CA)
AZ
07/31/1992 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
03/27/1991 - 08/06/1992
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
AZ
06/18/1989 - 12/31/1989
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
03/27/1987 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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