Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Michael Rizzuto is a financial advisor registered with Wells Fargo Clearing Services, LLC. Alan has been in the industry since June 1989. Alan has offices in Paramus and Kinnelon, New Jersey. Alan is a Certified Financial Planner and holds multiple licenses, including Series 3, 7, 24, 27, 63, and 65. Alan has previously been registered with UBS Financial Services Inc., Salomon Smith Barney Inc., Lehman Brothers Inc., and Prudential-Bache Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/14/2013 - Present
Wells Fargo Clearing Services, LLC (PARAMUS NJ)
NJ
12/10/1999 - 02/24/2009
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NY
07/31/1993 - 12/20/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
06/01/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/20/1989 - 06/05/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
IA
Issued 05/02/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/1989
Series 24 - General Securities Principal Examination
BC
Issued 11/16/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1990
Series 3 - National Commodity Futures Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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