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Alan Michael Butler

Sanford C. Bernstein & CO., LLC

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About Alan Michael Butler

Alan Michael Butler is a financial professional registered in both Pennsylvania and New Jersey. Alan Michael Butler is currently employed with Sanford C. Bernstein & CO., LLC and has been with the firm since July 24, 2020. Prior to that, Alan Michael Butler worked with VANGUARD MARKETING CORPORATION from October 4, 2019 until July 31, 2020.

Firm Information

Alan Butler is currently registered with Sanford C. Bernstein & CO., LLC. Sanford C. Bernstein & CO., LLC is a Limited Liability Company, registered with the SEC and in 53 states. It was formed on August 16, 2000, and has its main office in Nashville, TN. The firm manages between $1 billion and $10 billion in assets for various clients, including pooled investment vehicles, insurance companies, charitable organizations, high-net-worth individuals, and state or municipal government entities. Their advisory services primarily focus on portfolio management for pooled investment vehicles.
Sanford C. Bernstein & CO., LLC

501 COMMERCE STREET

NASHVILLE, TN 37203

$3.71B

Assets Under Management

Not reported

Total Clients

271

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d, miscellaneous

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Alan Butler’s Registration & Firm History

PA

07/24/2020 - Present

Sanford C. Bernstein & CO., LLC (PHILADELPHIA PA)

PA

10/04/2019 - 07/31/2020

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BC

Issued 11/13/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/24/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/26/2024

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/03/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/02/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Michael Butler.
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