Unclaimed
Alan Matthew Hawkins is a financial advisor with Intrua Financial. Alan has been in the financial services industry since 1999. His prior experience includes time with GENWORTH FINANCIAL SECURITIES CORPORATION, CAPITAL BROKERAGE CORPORATION, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Alan holds the Series 63, 65, 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/28/2015 - Present
Intrua Financial (HOUSTON TX)
TX
01/01/2004 - 02/14/2011
GENWORTH FINANCIAL SECURITIES CORPORATION (HOUSTON TX)
VA
09/07/2001 - 01/01/2004
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
MN
12/07/1999 - 08/28/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/07/1999 - 08/28/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 01/25/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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