Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Matthew Fertel is a registered investment advisor representative associated with Private Advisor Group, LLC. Alan has been in the financial services industry since May 1993 and has been registered with the Securities and Exchange Commission (SEC) since August 2013. Alan is a registered representative in multiple states, including Pennsylvania, New Jersey, New York, Maryland, Florida, Arkansas, Minnesota, Delaware, North Carolina, Virginia, and the District of Columbia. Alan holds the Series 7, Series 31, and Series 66 licenses. Alan is a member of the Financial Industry Regulatory Authority (FINRA). Alan specializes in providing investment advisory services to individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies. Alan offers a wide range of services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
PA
08/22/2013 - Present
Private Advisor Group, LLC (WYOMISSING PA)
PA
08/27/2010 - 08/28/2013
WELLS FARGO ADVISORS, LLC (READING PA)
PA
06/01/2009 - 09/14/2010
MORGAN STANLEY SMITH BARNEY (WYOMISSING PA)
PA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WYOMISSING PA)
PA
10/21/2003 - 04/02/2007
MORGAN STANLEY DW INC. (WYOMISSING PA)
NY
09/25/1997 - 09/18/2000
BERNARD L. MADOFF (NEW YORK NY)
NY
02/25/1997 - 03/11/1997
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
09/20/1995 - 10/17/1995
BERNARD L. MADOFF (NEW YORK NY)
NY
07/21/1987 - 11/11/1994
BERNARD L. MADOFF (NEW YORK NY)
BOTH
Issued 11/06/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Alan Fertel is the right advisor for you? Invested Better is here to help.
