Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Mark Rickert is a financial advisor with over 30 years of experience in the financial services industry. Alan is registered with LPL Financial LLC and Centerpoint Advisory Group, LLC and holds the Series 6, 7, 24, 63 and 65 licenses. Alan is also a Certified Financial Planner. Alan provides financial planning, investment advisory services, and consulting to individuals, families, businesses and institutions. Alan is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KS
02/13/2018 - Present
LPL Financial LLC (OVERLAND PARK KS)
MO
08/01/1997 - 12/16/1999
BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)
KS
10/15/1992 - 08/05/1997
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 03/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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