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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Kleinberg is a financial advisor with Captrust. Alan has been in the financial services industry for over 20 years and is a Certified Financial Planner. Alan has experience working with a wide range of clients, including individuals, families, businesses, and retirement plans. Alan specializes in providing financial planning, portfolio management, and investment advisory services. Alan is registered with the state of Connecticut, New York, and Texas, and is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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NY
07/05/2019 - Present
Captrust (Lake Success NY)
NY
07/25/2002 - 11/01/2018
FIRST CAPITAL EQUITIES,LTD. (Lake Success NY)
CA
02/21/2002 - 06/20/2002
TRINIX SECURITIES LLC (ENCINITAS CA)
NY
01/07/2002 - 02/14/2002
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
CA
07/20/2001 - 01/10/2002
TRINIX SECURITIES LLC (ENCINITAS CA)
NY
01/09/1998 - 02/11/1998
J.P.R. CAPITAL CORP. (SYOSSET NY)
NY
11/11/1994 - 12/31/1995
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
BC
Issued 10/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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