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Alan Mark Borley

Pruco Securities, LLC

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About Alan Mark Borley

Alan Borley is a financial advisor with Pruco Securities, LLC. Alan has been in the financial industry since 1982 and specializes in providing advice on investments, insurance, and retirement planning. Alan is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6 and 63 licenses. Alan also holds the Securities Industry Essentials (SIE) exam. Alan is also registered as a financial advisor in Indiana, Michigan, and Wisconsin. In addition to working with individual clients, Alan also serves the needs of corporations and other businesses. Alan's clients include individuals, high-net-worth individuals, trusts, and estates.

Firm Information

Alan Borley is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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Compensation from lpl enterprise, llc

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Alan Borley’s Registration & Firm History

WI

02/21/1982 - Present

Pruco Securities, LLC (GREEN BAY WI)

NJ

10/05/1982 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 08/03/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Alan Mark Borley. Review regulatory record here.
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