Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Marcus Harris is a financial professional with a focus on the securities industry. Alan has been active in the industry since August 2018. Alan currently works for UBS Securities LLC. Prior to that, Alan was associated with UBS Financial Services Inc.. Alan holds the Securities Industry Essentials Examination (SIE) and Series 99 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/30/2019 - Present
UBS Securities LLC (NEW YORK NY)
NJ
08/14/2018 - 05/30/2019
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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