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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Swerdloff is an investment advisor representative at Capital Group Private Client Services, INC. Alan has been in the industry since 1992 and has a wide range of experience in the financial services industry. Alan has a strong background in providing investment advice to a variety of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Alan is also a registered investment advisor in California, Georgia, Illinois, Nevada, New York, and Texas. Alan is committed to providing his clients with personalized investment advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
07/01/2021 - Present
Capital Group Private Client Services, Inc. (LOS ANGELES CA)
NY
12/21/2001 - 03/11/2009
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
10/09/2000 - 08/01/2001
IPO.COM SECURITIES, INC. (NEW YORK NY)
NY
03/05/1996 - 10/04/2000
SUNRISE SECURITIES CORP. (NEW YORK NY)
NY
02/06/1996 - 02/20/1996
AURORA CAPITAL CORP. (BRIDGEHAMPTON, NY)
NY
07/08/1992 - 06/29/1995
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
IA
Issued 1/3/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/21/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 2/11/2000
Series 24 - General Securities Principal Examination
BC
Issued 1/4/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 12/20/2001
Series 7 - General Securities Representative Examination
BC
Issued 6/26/1992
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
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