Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Swerdloff is an investment advisor representative with Capital Group Private Client Services, Inc. based in Los Angeles, California. Alan has been in the industry for over 20 years. Alan has held positions with several firms including Sanford C. Bernstein & Co., LLC, IPO.COM Securities, Inc., Sunrise Securities Corp., Aurora Capital Corp. and D. Blech & Company, Incorporated. Alan is registered in California, Georgia, Illinois, Nevada, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
07/01/2021 - Present
Capital Group Private Client Services, Inc. (LOS ANGELES CA)
NY
12/21/2001 - 03/11/2009
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
10/09/2000 - 08/01/2001
IPO.COM SECURITIES, INC. (NEW YORK NY)
NY
03/05/1996 - 10/04/2000
SUNRISE SECURITIES CORP. (NEW YORK NY)
NY
02/06/1996 - 02/20/1996
AURORA CAPITAL CORP. (BRIDGEHAMPTON, NY)
NY
07/08/1992 - 06/29/1995
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
IA
Issued 01/03/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/21/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/11/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/04/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 12/20/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1992
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
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