Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Chase is a financial advisor at Commonwealth Financial Network. Alan has been in the financial services industry since 1984. Alan is registered to provide investment advice in 18 states and holds Series 6, 7, and 63 licenses. Alan also offers fixed insurance sales under Ingenuity Financial Services, Inc. Alan is committed to providing his clients with comprehensive financial planning and investment management services. Alan's clients include high-net-worth individuals, corporations, and charitable organizations. Alan also provides services to pension and profit-sharing plans. Alan's firm, Commonwealth Financial Network, is a Registered Investment Advisor and broker-dealer that is headquartered in Waltham, Massachusetts. Commonwealth has over 3,000 advisors and 623,000 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/29/1999 - Present
Commonwealth Financial Network (NEW BRAUNFELS TX)
MA
03/01/1996 - 02/02/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
06/01/1993 - 03/01/1996
G. R. PHELPS & CO., INC.
NA
08/06/1984 - 03/02/1993
G. R. PHELPS & CO., INC.
BC
Issued 08/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 08/03/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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