Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Shankman is a financial advisor with Wilson-Davis & CO., Inc. Alan has over 28 years of experience in the financial services industry. Alan has been registered with the firm since May 19, 2017. Prior to joining Wilson-Davis & CO., Inc., Alan worked at several other firms including PRIMARY CAPITAL, LLC, ACAP FINANCIAL INC., Spencer Edwards, Inc., BMA Securities, Buckman, Buckman & Reid, Inc., Wedbush Morgan Securities Inc., Brookstreet Securities Corporation, Matrix U.S.A., LLC, Donald & Co. Securities Inc., Gruntal & Co., L.L.C., Hampshire Securities Corporation, Gruntal & Co., L.L.C., Dean Witter Reynolds Inc., Prudential Securities Incorporated and Smith Barney, Harris Upham & Co., Incorporated. Alan holds Series 7, Series 31, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
05/19/2017 - Present
Wilson-Davis & CO., Inc. (SALT LAKE CITY UT)
NY
01/03/2017 - 05/18/2017
PRIMARY CAPITAL, LLC (NEW YORK NY)
UT
09/29/2015 - 12/09/2016
ACAP FINANCIAL INC. (SALT LAKE CITY UT)
CO
01/06/2012 - 09/25/2015
SPENCER EDWARDS, INC. (CENTENNIAL CO)
CA
06/10/2011 - 01/05/2012
BMA SECURITIES (EL SEGUNDO CA)
FL
12/03/2010 - 06/08/2011
BUCKMAN, BUCKMAN & REID, INC. (BOCA RATON FL)
FL
07/03/2007 - 12/31/2008
WEDBUSH MORGAN SECURITIES INC. (WELLINGTON FL)
FL
08/25/2006 - 07/12/2007
BROOKSTREET SECURITIES CORPORATION (WEST PALM BEACH FL)
NY
01/31/2003 - 08/25/2004
MATRIX U.S.A., LLC (NEW YORK NY)
NJ
12/16/1998 - 05/03/2002
DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)
NY
03/11/1998 - 12/16/1998
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
05/12/1997 - 03/15/1998
HAMPSHIRE SECURITIES CORPORATION (NEW YORK NY)
NY
06/21/1996 - 04/30/1997
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
04/17/1995 - 06/14/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
06/12/1992 - 05/05/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/25/1989 - 06/24/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BC
Issued 01/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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