Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Brockhaus is a financial advisor with over 10 years of experience in the industry. Alan is currently registered with Ritholtz Wealth Management, an investment advisor firm headquartered in New York City. Alan has previously held positions at Wells Fargo Clearing Services, LLC and Scottrade, Inc. Alan is a Certified Financial Planner and a Chartered Financial Consultant. Alan specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Good advice; liftoff - automated advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/12/2023 - Present
Ritholtz Wealth Management (NEW YORK NY)
LA
06/15/2015 - 06/06/2023
WELLS FARGO CLEARING SERVICES, LLC (METAIRIE LA)
LA
04/10/2014 - 05/21/2015
WELLS FARGO ADVISORS, LLC (NEW ORLEANS LA)
LA
05/07/2012 - 10/07/2013
SCOTTRADE, INC. (METAIRIE LA)
IA
Issued 11/02/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/06/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2012
Series 7 - General Securities Representative Examination
Active
Inactive
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